James Anderson Martin, also known as James A. Martin or Jamie Martin, of Jacksonville, Illinois, a stockbroker registered with Berthel Fisher Company Financial Services Inc., has been permanently barred by Financial Industry Regulatory Authority (FINRA). The decision prohibits him from working as a stockbroker or associating with any broker-dealer firm. Martin agreed to the sanctions…
James Anderson Martin (also known as Jamie Martin), of Jacksonville, Illinois, a stockbroker formerly registered with Berthel Fisher Company Financial Services Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Martin refused to provide documents and information requested by FINRA during an investigation. Letter of Acceptance,…