Gregory Neal Long of Melbourne Beach, Florida, a stockbroker registered with International Assets Advisory, LLC, is the subject of a customer initiated investment related arbitration claim, where the customer requested $300,000.00 in damages based upon allegations that Long effected unit investment trust, options, and mutual fund transactions that were neither appropriate nor suitable for the customer….
Gregory William Melendez, of Melville, New York, a stockbroker formerly registered with International Assets Advisory, has been named in a customer initiated investment related arbitration claim on February 16, 2017, in which the customer requested $41,376.00 in damages based upon allegations that he effected unsuitable and unauthorized over-the-counter equity transactions in the customer’s account, and…
Jason Hunter Likens, of Orlando, Florida, a stockbroker formerly registered with International Assets Advisory, LLC, has been terminated from employment on January 31, 2017, based upon allegations that he failed to provide FINRA personnel with a response to FINRA’s request for information, which the firm claimed was conduct violative of FINRA Rule 8210. Likens was…