Gary Steven Costello II, of Palm Beach, Florida, a stockbroker previously registered with Truist Investment Services Inc., has been permanently barred by Financial Industry Regulatory Authority (FINRA) from associating with any FINRA member in any capacity because Costello refused to appear for testimony requested by FINRA in connection with its investigation into allegations that Costello…
Gary Steven Costello II, of Boca Raton, Florida, a stockbroker registered with Oppenheimer Co. Inc., is the subject of an investment related FINRA securities arbitration claim in which the customer requested $2,103,426.00 in damages based upon allegations that Costello engaged in churning, unauthorized withdrawals, negligence, breach of fiduciary duty, breach of contract, fraud, and state…