Frank J. Bodi, a stockbroker formerly associated with Landolt Securities Inc. in Solon, Ohio, has been fined $7,500 and suspended for one month from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because he engaged in unauthorized trading. Letter of Acceptance, Waiver, and Consent No. 2023079079001 (January 30, 2025). According to…
Frank J. Bodi, of Atlanta, Georgia, a stockbroker formerly registered with Coastal Equities, Inc., has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he effected trades in customer accounts without authorization. Letter of Acceptance, Waiver and Consent, No. 2014041310601 (Dec….