Eugene Hyunwook Kim, also known as Gene Kim, of New York, New York, a previously registered investment advisor representative and stockbroker, was sanctioned through a regulatory action initiated by FINRA for unethical conduct, bad faith, and misuse of customer funds in connection with a private placement offering while Kim was registered with National Securities Corporation…
Eugene Hyunwook Kim (also known as Gene Kim), of Red Bank, New Jersey, a stockbroker registered with National Securities Corporation, is the subject of an enforcement action initiated by Financial Industry Regulatory Authority (FINRA) in which the regulator is seeking sanctions against Kim based upon allegations that Kim “misappropriated” funds. Department of Enforcement v. Eugene…