Daniel James Lauletta of Cleveland, Ohio, a stockbroker formerly registered with MML Investors Services LLC, is the subject of an Arkansas Securities Department regulatory investigation in which the Department might file a complaint seeking revocation, administrative fines, and a cease and desist order against Lauletta based upon allegations that Lauletta potentially violated Arkansas Securities Act…
Daniel James Lauletta, of Broadview Heights, Ohio, a stockbroker formerly registered with MSI Financial Services Inc., is identified in a customer initiated investment related civil lawsuit which was resolved for $1,150,000.00 in damages on December 10, 2021, based upon accusations of Lauletta’s deceptive sales tactics and negligence as it pertained to insurance policies sold by…
Daniel James Lauletta, of Valley View, Ohio, a stockbroker formerly registered with Cetera Advisor Networks LLC, has been named in a customer initiated investment related civil action on February 18, 2015, in which the customer requested $455,000.00 in damages based upon allegations that Lauletta breached his contractual duties to the customer, and engaged in negligent…