Daniel Della Rosa, of Tampa, Florida, a stockbroker formerly registered with Corinthian Partners LLC, has been issued a Decision and Order of Offer of Settlement by Financial Industry Regulatory Authority (FINRA) Office of Hearing Officers where Della Rosa has been barred from associating with any FINRA member in any capacity based on findings that he…
Daniel Della Rosa (also known as Daniel Dellarosa), of Tampa, Florida, a stockbroker formerly registered with Corinthian Partners LLC, has been charged by Financial Industry Regulatory Authority (FINRA) with failing to comply with an investigation into Della Rosa’s sales practices at Corinthian Partners. Department of Enforcement v. Daniel Della Rosa Disciplinary Proceeding No. 2020065714602 (November…
Daniel Della Rosa (also known as Daniel Dellarosa) of Tampa Florida a stockbroker formerly registered with Corinthian Partners and Paulson Investment Company LLC has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on accusations that he did not respond to FINRA’s request for information about his activities….