Christopher Steven Coffey, of Johnson City, Tennessee, a stockbroker registered with Allstate Financial Services LLC, has been fined $5,000.00 and suspended for two months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Coffey forged customer signatures on two variable annuity withdrawal forms. Letter of Acceptance, Waiver, and Consent No….
Christopher Steven Coffey, formerly a stockbroker with Allstate Financial Services LLC in Johnson City, Tennessee, has been sanctioned by Financial Industry Regulatory Authority (FINRA). On October 29, 2024, FINRA alleged that Coffey forged customer signatures on two variable annuity withdrawal forms, violating FINRA Rules 2010 and 4511. These actions resulted in the maintenance of inaccurate…
Christopher Steven Coffey, of Johnson City, Tennessee, a stockbroker registered with Allstate Financial Services LLC, has been discharged by the securities broker dealer on December 15, 2023, based upon allegations that Coffey submitted variable annuity withdrawal forms containing non-genuine signatures. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Coffey is referenced in three customer…