Christ Elias Baltas of Melville New York a stockbroker formerly registered with Worden Capital Management LLC has been referenced in a customer initiated investment related FINRA securities arbitration claim where the customer sought $284,108.07 in damages supported by allegations of unsuitable recommendations to the customer in regard to common and preferred stock and over-the-counter equities…
Christ Elias Baltas a stockbroker formerly registered with Worden Capital Management LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Baltas failed to comply with FINRA during its investigation into accusations of his failed supervision of a stockbroker who engaged in unsuitable trading…