Charles William Wodrich (also known as Chip Wodrich), a stockbroker formerly associated with Hornor Townsend Kent LLC in Goodyear, Arizona, was barred as a stockbroker by Financial Industry Regulatory Authority (FINRA). Default Decision No. 2022075322601. FINRA found that Wodrich violated Rules 8210 and 2010 due to Wodrich’s refusal to comply with FINRA during an investigation….
Charles William Wodrich (also known as Chip Wodrich), of Goodyear, Arizona, a stockbroker registered with Hornor Townsend Kent LLC, is the subject of an enforcement action initiated by Financial Industry Regulatory Authority (FINRA) in which the regulator is seeking sanctions against Wodrich based upon allegations that Wodrich failed to provide documents and information and failed…