Chad Daniel Hornaday of Carlsbad California a stockbroker formerly registered with AXA Advisors LLC is referenced in a customer initiated investment related written complaint on May 7, 2019 in which the customer requested unspecified damages founded on allegations that the customer was placed into a real estate investment trust product that failed to be suitable….
Chad Daniel Hornaday, of Carlsbad, California, a stockbroker formerly registered with AXA Advisors, LLC, has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that Chad had failed to provide FINRA with information concerning Hornaday’s business activities. Letter No. 2016051227501 (May 1, 2017). FINRA Public Disclosure…