Susan E. Gnall of Morristown New Jersey a stockbroker registered with Morgan Stanley is referenced in a customer initiated investment related arbitration claim where the customer alleged unspecified damages supported by accusations that Gnall excessively effected municipal debt trades in the customer’s investment account between February of 2014 and April of 2016. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-03474 (Jan. 11, 2018).
FINRA Public Disclosure additionally confirms that on March 5, 2017, a customer filed an investment related complaint involving Gnall’s conduct in which the customer alleged to have been placed into a variable annuity that was not suitable for the customer.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
