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Susan E. Gnall of Morristown New Jersey a stockbroker registered with Morgan Stanley is referenced in a customer initiated investment related arbitration claim where the customer alleged unspecified damages supported by accusations that Gnall excessively effected municipal debt trades in the customer’s investment account between February of 2014 and April of 2016. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-03474 (Jan. 11, 2018).
FINRA Public Disclosure additionally confirms that on March 5, 2017, a customer filed an investment related complaint involving Gnall’s conduct in which the customer alleged to have been placed into a variable annuity that was not suitable for the customer.
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