Timothy John Reed, of Bristow, Washington, a stockbroker formerly registered with SunTrust Investment Services, Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that he failed to provide a response to FINRA’s informational request. Letter No. 2016049929801 (Apr. 24, 2017).
FINRA Public Disclosure also reveals that on April 25, 2016, Reed was terminated from SunTrust Investment Services, Inc. based upon allegations that he effected a mutual fund transaction in a customer’s account despite lacking authorization from the customer.
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