Jodi Ann Reed, of Chicago, Illinois, a stockbroker registered with Stifel, Nicolaus & Company, Inc., was terminated from employment on May 20, 2016, based upon allegations that the firm lost confidence in her following the receipt of two customer initiated investment related disputes pertaining to Reed’s purported sales practice violations.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that while Reed was associated with Shearson Lehmon Brothers, Inc., she was identified in two customer initiated investment related disputes which collectively settled for $52,500.00 in damages based upon allegations that Reed effected unsuitable, unauthorized and excessive trades in the customers’ investments accounts.
Reed has been associated with National Securities Corporation since June 27, 2016.
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