Sean Michael Logue of Parsippany New Jersey a stockbroker currently registered with Hennion Walsh Inc. is the subject of a customer initiated investment related written complaint which was resolved for $10,000.00 on May 9, 2019 based upon accusations of bad mutual fund investment recommendations being made to the customer which resulted in the customer purchasing unsuitable investments that generated losses.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Logue has been identified in three additional customer initiated investment related disputes containing allegations of his violative conduct while employed with Hennion Walsh Inc. Specifically, a customer initiated investment related arbitration claim regarding Logue’s activities was settled for $18,000.00 in damages supported by accusations that the customer had been placed into unit investment trust products that failed to align with the customer’s risk tolerance, objectives for investing or investment circumstances.
Another customer initiated investment related arbitration claim concerning Logue’s conduct was resolved for $49,000.00 in damages founded on allegations that municipal debt transactions effected in the customer’s account failed to be suitable and had resulted in the customer’s unwarranted losses. FINRA Arbitration No. 16-00527 (Nov. 23, 2016). Logue is also referenced in a customer initiated investment related arbitration claim which was settled for $60,000.00 in damages based upon accusations of bad municipal bond purchases being effected in the customer’s account when the stockbroker was employed by Hennion Walsh Inc. FINRA Arbitration No. 17-00401 (Sept. 12, 2017).
Logue has been employed with Hennion Walsh Inc. since July 14, 1997.
