Sandra Benain McKoy of Lauderdale Lakes Florida a stockbroker formerly registered with SunTrust Investment Services Inc. is referenced in a customer initiated investment related arbitration claim which settled for $50,000.00 in damages supported by accusations that McKoy (1) poorly advised the customer concerning mutual fund and variable annuity products and (2) placed unsuitable transactions in the customer’s investment account. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-00887 (Mar. 8, 2017).
FINRA Public Disclosure also reveals that on June 9, 2015, a customer filed an investment related complaint involving McKoy’s conduct where the customer requested $60,000.00 in damages founded on allegations that while McKoy had been associated with SunTrust Investment Services, Inc., excessive fees had been assessed to the customer for variable annuity products, and the customer suffered unwarranted investment losses.
McKoy’s registration with SunTrust Investment Services, Inc. has been terminated as of May 17, 2017. Since May 15, 2017, he has been employed by Citigroup Global Markets Inc.
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