Samuel E. Barber of Naugatuck Connecticut a stockbroker formerly employed by MML Investors Services LLC has been discharged by the firm on March 27, 2017 based upon accusations that Barber became the subject of a customer complaint which alleged that a traditional insurance product sold to the customer had been misrepresented.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on May 15, 2017, a customer initiated investment related complaint involving Barber’s activities was settled to resolve allegations that while Barber was associated with MML Investors Services, LLC, documents containing forged signatures were submitted to an insurance company to have a whole life insurance policy issued in the customer’s name.
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