Ryan David Meeks of Bozeman, Montana, a stockbroker registered with D.A. Davidson Co., was the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $1,000,000.00 in damages based upon allegations that Meeks provided wrong tax advice to the customer when Meeks was associated with D.A. Davidson Co. FINRA Arbitration No. 22-00024 (March 27, 2023).
This is not the first time that Meeks has been referenced in a customer initiated investment related dispute concerning Meeks’ conduct in the securities industry. FINRA Public Disclosure shows that Meeks is also referenced in a customer initiated investment related complaint filed on April 4, 2019, in which the customer requested compensation based upon allegations that Meeks provided incorrect information to the customer concerning securities held in a trust during the time that Meeks was associated with D.A. Davidson Co. This complaint was closed without a resolution.
Meeks has been associated with D.A. Davidson Co. as a stockbroker since December 7, 2012, and as an investment advisor representative since January 18, 2013.
