Phillip Leung Wong, of Wayland, Massachusetts, a stockbroker currently registered with Royal Alliance Associates, Inc., has been named in a customer initiated investment related written complaint on January 26, 2017, based upon allegations that Wong made unsuitable investment recommendations to the customer concerning exchange traded fund and stock transactions, which caused the customer to sustain investment losses.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on May 5, 2009, a customer filed an investment related written complaint involving Wong’s conduct, in which the customer requested $52,882.00 in damages based upon allegations that Wong made misrepresentations to the customer concerning the features of the customer’s investment account.

Guiliano Law Group

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com 

Tags: ,

Comments are closed.