Rodd Shannon McMinn of Amherst, New York, a stockbroker registered with MML Investors Services LLC, was the subject of a customer initiated investment related complaint filed on September 22, 2022, in which the customer requested $107,770.00 in damages based upon allegations that McMinn made unsuitable recommendations of life insurance policies during the time that McMinn was associated with MML Investors Services LLC.
This is not the first time that McMinn has been referenced in a customer initiated investment related dispute concerning McMinn’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that McMinn was also referenced in a customer initiated investment related complaint filed on October 11, 2001, in which the customer requested $75,000.00 in damages resulting from the recommendation of a variable annuity purchase when McMinn was associated with WS Griffith Securities Inc.
McMinn has been registered with MML Investors Services LLC since March 25, 2017.
