Robert Patrick Macnamee of Red Bank, New Jersey, a stockbroker formerly registered with Aegis Capital Corp., is the subject of a customer initiated investment related FINRA securities arbitration claim that was settled for $18,840.85 in damages based upon allegations that Macnamee breached a contract, breached a fiduciary duty, and made unsuitable transactions with regard to the recommendation and sale of investments when he was associated with Aegis Capital Corp. Financial Industry Regulatory Authority (FINRA) Arbitration No. 20-00036 (Feb. 4, 2022).
This is not the first time that Macnamee has been referenced in a customer initiated investment related dispute concerning Macnamee’s conduct in the securities industry. FINRA Public Disclosure shows that Macnamee is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $23,393.00 in damages based upon alleged unsuitable transactions, breach of fiduciary duty, and breach of contract by Macnamee at Aegis Capital Corp. FINRA Arbitration No. 20-00036 (Mar. 9, 2020).
On April 26, 2021, a customer filed an arbitration claim in which the customer requested $190,873.62 in damages based upon allegations that Macnamee made unsuitable recommendations in connection with the sale of investments when Macnamee was associated with Aegis Capital Corp. Financial Industry Regulatory Authority (FINRA) Arbitration No. 21-01073 (April 26, 2021).
