Rick Dean Holt (also known as Rickie Dean Rasmussen) a formerly ProEquities Inc. registered representative has been discharged by ProEquities on July 27, 2018 based upon accusations that Holt failed to inform the firm about his outside business activities concerning another broker dealer or investment advisory.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on October 8, 2003, a customer filed an investment related complaint involving Holt’s conduct in which the customer requested $88,225.00 in damages supported by allegations that while Holt was registered with New England Securities, omissions had been made to the customer concerning the charges and fees pertaining to an insurance product sold to the customer, and the customer was placed in an unsuitable insurance policy.
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