Baris Dincer, of New York, New York, a stockbroker formerly registered with Revere Securities LLC, has been named in a customer initiated investment related written complaint on June 1, 2016, in which the customer requested $45,000.00 in damages based upon allegations that Dincer effected unauthorized corporate debt transactions in the customer’s account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on December 29, 2013, a customer filed an investment related arbitration claim involving Dincer’s conduct, in which the customer requested $1,500,000.00 in damages based upon allegations that Dincer, while associated with Alexander Capital LP, effected unsuitable transactions in the customer’s account, placed trades without the customer’s authorization, and churned the customer’s account pertaining to municipal debt investments.
Moreover, Dincer has been terminated by prior employers for alleged misconduct. Particularly, Dincer was terminated by Alexander Capital, L.P. on November 30, 2012, based upon allegations that he effected bond transactions in customer accounts in a manner which was violative of industry standards. Subsequently, on March 10, 2014, Dincer’s registration with Forefront Capital Markets, LLC, was terminated based upon allegations that he raised concerns by the firm in reference to his utilization of proprietary information about expenses and vendor contracts.
Dincer’s registration with Revere Securities LLC ended on June 9, 2016. Since February 24, 2009, Dincer has been associated with seven different broker dealers, three of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct. #cockroach
Guiliano Law Group
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