Stefan Anton Pastor of Fort Lauderdale Florida a stockbroker formerly registered with Raymond James Financial Services Inc. and advisor formerly employed by Provenance Wealth Advisors has been discharged by those firms on April 3, 2018 and April 6, 2018 founded on allegations that Pastor violated the firms’ policies.
The firms reported receipt of a customer dispute which contained allegations that Pastor effected unauthorized trades in the customer’s account. Pastor was alleged by the customer to have made misrepresentations regarding investments that had been liquidated from the customer’s portfolio, where the customer was apparently provided unauthentic confirmations of sales having been effected in the customer’s account.
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