Gregory Perrone, of Hernando, Florida, a stockbroker currently registered with Raymond James Financial Services, Inc., is the subject of a customer initiated investment related written complaint on May 8, 2017, in which the customer sought $42,179.00 in damages supported by allegations that Perrone caused the customer to furnish account transfer forms that he knew contained false information, and effected an unauthorized individual retirement account rollover.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also confirms that on February 1, 2012, a customer initiated investment related arbitration claim regarding Perrone’s activities was resolved for $14,900.00 in damages supported by allegations including over-concentration, breach of contract, negligence, suitability, omissions, and breach of fiduciary duty in regard to mortgage-backed securities, mutual funds and equities that were effected in the customer’s account.
Guiliano Law Group
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