Jeb Curtis Bonner, of Tuscaloosa, Alabama, a stockbroker registered with Raymond James & Associates, Inc., has been fired from employment on May 16, 2017, based upon allegations that he traded in a deceased customer’s investment account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Bonner has been subject of two customer initiated investment related disputes containing allegations of his misconduct while employed with Morgan Keegan & Company, Inc. Specifically, on June 10, 2011, a customer initiated investment related arbitration claim involving Bonner’s conduct was settled for $13,405.00 in damages resting on allegations that he made misrepresentations to the customer and effected unsuitable mutual fund transactions in the customer’s account.
Subsequently, on December 20, 2011, a customer initiated investment related written complaint regarding Bonner’s activities was resolved for $36,000.00 in damages based upon allegations against him of effecting mutual fund transactions that were not suitable for the customer.
Since August 4, 2017, Bonner has been associated with Ameriprise Financial Services.
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