Jeffrey Alan Nedley of Washington Pennsylvania a stockbroker formerly employed by PNC Investments is the subject of a customer initiated investment related arbitration claim where the customer sought $5,000,000.00 in damages based upon allegations that unsuitable investment recommendations had been made to the customer concerning variable and fixed annuities. FINRA Arbitration No. 16-02420 (Sept. 1, 2016).
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Nedley is referenced in two customer initiated investment related disputes containing accusations of his wrongdoing while associated with PNC Investments. Particularly, on October 11, 2002, a customer filed an investment related complaint concerning Nedley’s conduct in which the customer requested $7,600.00 in damages founded on allegations that Nedley engaged in shoddy business practices, failing to abide by the customer’s instructions.
On November 2, 2015, another customer filed an investment related complaint involving Nedley’s activities where the customer sought $3,000,000.00 in damages supported by accusations that the customer was inappropriately advised to invest in variable and fixed annuity products.
Nedley has been registered with J.J.B. Hilliard W.L. Lyons LLC since January 11, 2018.
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