Patrick Hugh Dowd of Jacksonville Florida is a stockbroker formerly registered with Pruco Securities LLC who has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by accusations that he failed to provide FINRA with information about Dowd’s business activities. FINRA Case No. 2016050861701 (Mar. 27, 2017).
FINRA Public Disclosure confirms that on December 22, 2016, Dowd was notified by FINRA that he was facing a suspension. Dowd’s suspension commenced on January 17, 2017. He was automatically barred by March 26, 2017, founded on Dowd’s failure to seek the termination of his suspension.
Prior to Dowd having been barred by FINRA, he was fired by Pruco Securities, LLC on July 26, 2016 based upon allegations that he furnished several annuity applications which contained false information about customers and unauthentic customer signatures.
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