Steven Eugene Love of Terre Haute Indiana a stockbroker currently registered with Parkland Securities LLC is the subject of a customer initiated investment related arbitration claim in which the customer sought $100,000.00 in damages based upon accusations that fiduciary duties owed to the customer had been breached and omissions and misrepresentations had been made to the customer concerning the customer’s real estate security and annuity transactions. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-01047 (Mar. 23, 2018).
FINRA Public Disclosure confirms that on July 23, 2004, another customer filed an investment related complaint concerning Love’s activities where the customer alleged that a variable appreciable life insurance policy had been misrepresented to the customer during the time that Love was registered with Pruco Securities.
Moreover, Love’s previous employer, Alanar Incorporated, terminated Love on August 23, 2003 based upon allegations that he executed inappropriate trades in customer accounts.
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