Todd Allen Burnett, of Saint Louis, Missouri, a stockbroker currently registered with Oppenheimer & Co., Inc., has been named in a customer initiated investment related written complaint on April 3, 2017, in which the customer requested $849,853.62 in damages based upon allegations that Burnett churned the customer’s investment portfolio and placed equity trades in the customer’s account that were not suitable.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on April 22, 2002, a customer was awarded $5,000.00 in damages according to an investment related arbitration claim involving Burnett’s activities, based upon allegations of churning, suitability and breach of fiduciary duty in regard to the customer’s over-the-counter equities portfolio.
Guiliano Law Group
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