Gavin Thomas Natelli of Florham Park New Jersey stockbroker currently employed by Oppenheimer Co. Inc. has been named in a customer initiated investment related civil action on March 26, 2018 where the customer sought $238,468.99 in damages founded on accusations that the customer’s investment funds had been converted. Civil Action No. MRS-L-548-18 (Mar. 26, 2018).
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that Natelli has been discharged from Morgan Stanley Smith Barney supported by allegations that Natelli violated the firm’s policies by becoming a beneficiary on an annuity owned by one of the firm’s customers.
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