David Mynatt Rubin, of Waltham, Massachusetts, a stockbroker formerly registered with NYLife Securities LLC, is the subject of a customer initiated investment related written complaint on June 5, 2017, in which the customer sought the cancellation of a variable annuity policy without bearing surrender penalties founded on accusations that Rubin made misleading statements to the customer concerning the fees, liquidity and investment returns of the variable annuity.
Rubin’s registration with NYLife Securities LLC was terminated on May 12, 2017. He became registered with Citizens Securities, Inc. on May 9, 2017. Since September 15, 1998, Rubin has been associated with seven broker dealers, one of which has been expelled by securities regulators for violation of federal securities laws or is otherwise defunct.
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