Robert Lloyd Annable, of Scottsdale, a stockbroker registered with Realta Equities Inc. is the subject of a investment related, customer initiated complaint FINRA securities arbitration seeking damages for alleging that he “directly lied to” the clients and misrepresented alternative investments. FINRA Arbitration No. 25-02738 (December 18, 2025). FINRA Rule 2020 provides that no registered persons…
Thomas Samuel Lisk (also known as Thomas Samual Lisk and as Tom Lisk), of Bristol, Virginia, a stockbroker registered with Realta Equities Inc., formerly known as Center Street Securities Inc., is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $250,000.00 in damages…
James Franklin Shenk of Glen Rock, Pennsylvania, a stockbroker registered with Realta Equities Inc., formerly known as Coastal Equities, Inc., was the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $215,000.00 in damages based upon allegations that Shenk made the unsuitable investment recommendation of…