Elijah Goble, a Costa Mesa, California financial advisor with Citigroup Global Markets is the subject of an investor complaint alleging that his conduct resulted in six-figure damages.
FINRA Public Disclosure discloses two investor complaints against Mr. Goble. The most recent, filed in October 2025, alleges that as a representative of Citigroup Global Markets, he improperly handled the customer’s account. The pending complaint alleges damages of $276,189.47.
FINRA Rule 2010, for example, requires associated persons to “observe high standards of commercial honor and just and equitable principles of trade” while conducting their business. FINRA Rule 2111, meanwhile, requires brokers to “have a reasonable basis to believe that a recommended transaction or investment strategy involving a security or securities is suitable for the customer, based on the information obtained through the reasonable diligence of the member or associated person to ascertain the customer’s investment profile.” More information on these rules is available via FINRA.
An earlier investor complaint, filed in 2022, alleged that as a Citigroup Global Markets representative, he recommended an “extremely risky investment” to a customer who “wanted his funds invested conservatively.”
The Guiliano Law Group, P.C.
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