Doug Dulac, of Carmel, Maine, a stockbroker associated with United Planners’ Financial Services of America, was the subject of an investment related, customer initiated complaint relating the sale of unsuitable alternative investments.
Dulas conducts business under the name Maine Street Insurance and Financial Services. In addition to his most recent disclosable event, FINRA Public Disclosure reports three investor investment related, customer initiated complaint alleging breach of fiduciary duty on connection with the recommendation of unsuitable alternative investments. These claims were also settled.
In 2022, another investment related, customer initiated complaint alleging Dulac committed fraud, made unsuitable recommendations, and breached his fiduciary duty was settled in 2023.
The Guiliano Law Group, P.C.
For more than thirty years, our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or a confidential evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
If you believe that you have been the victim of misconduct or fraud, contact us for a free consultation. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you.
