William K. Bradley, of New York, New York, a stockbroker formerly with Newbridge Securities Corporation, now associated with Meyers Associates, has been named in a pending customer initiated investment arbitration claim, in which the customer has requested $30,236.00 in damages based upon allegations that Bradley effected unsuitable investments in the customer’s account.
FINRA Public Disclosure reveals that Bradley was terminated from his former employer, HFP Capital Markets, LLC, based upon allegations that Bradley sold customer leads to individuals outside the auspices of his firm. Since 2008, Bradley has been associated with six different broker dealers, two of which have been expelled by securities regulators for violation of federal securities laws or is otherwise defunct. Bradley has been a stockbroker with Meyers Associates, L.P. since March of 2006.
Since 2008, Bradley has been associated with five different broker dealers, two of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct.
Guiliano Law Group
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