Jimmy Yang Driggers of Sarasota Florida is a stockbroker currently registered with Morgan Stanley who is the subject of a customer initiated investment related written complaint on November 22, 2016 in which the customer requested $64,000.00 in damages based upon allegations that between 2014 and 2016, purchases of corporate bonds had been executed in the customer’s account that were not suitable for the customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that a customer initiated investment related arbitration claim involving Driggers’ conduct was settled for $207,000.00 in damages supported by accusations that Lehman Brothers structured notes products transactions were not suitable for the customer and had been misrepresented as secure and safe, where the customer was not informed about of the principal risk pertaining to the structured products. FINRA Arbitration No. 10-03984 (Apr. 15, 2011).
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Guiliano Law Group
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