Brian Scott Eagon, of Sewickley, Pennsylvania, a stockbroker currently registered with Morgan Stanley, has been named in a customer initiated investment related arbitration claim on May 9, 2016, in which the customer requested $83,300.00 in damages based upon allegations that between May 27, 2015 and May 6, 2016, mutual fund and stock investments were executed in the customer’s account that failed to be suitable for the customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also confirms that a customer initiated investment related arbitration claim involving Eagon’s conduct was settled for $83,500.00 in damages founded upon allegations that Eagon negligently handled the customer’s investment account, and made misrepresentations to the customer about equities. National Association of Securities Dealers (NASD) Arbitration No. 03-2796 (Oct. 25, 2004).
Subsequently, a customer initiated investment related arbitration claim regarding Eagon’s activities was resolved for $60,000.00 in damages based upon allegations that Eagon placed equity trades in the customer’s account without the customer’s authorization, and inappropriately handled the customer’s investment portfolio. NASD Arbitration No. 03-06740 (Jan. 24, 2005).
Guiliano Law Group
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