Richard Joseph Less Jr. of Fairfield New Jersey a branch manager currently registered with Morgan Stanley is the subject of a customer initiated investment related arbitration claim in which the customer requested $2,193,015.00 in damages supported by allegations of the failure to supervise an advisor’s management of transactions effected in a customer’s investment account between 2009 and 2014. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-03198 (Dec. 22, 2017).
FINRA Public Disclosure also confirms that Less was previously fined $5,000.00 by National Association of Securities Dealers, Inc. founded on accusations that while employed by Morgan Stanley Dean Witter Inc., his activities caused the firm’s records to contain false entries concerning activities and expenses of the registered representatives; conduct violative of NASD Rule 2110. Letter of Acceptance, Waiver and Consent No. C9B010104 (Dec. 14, 2001).
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Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
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