Ray Reese, of Farmington, Missouri, a stockbroker currently associated with Money Concepts Capital Corporation, has become subject to a customer initiated investment related arbitration claim on February 26, 2016, in which the customer has requested $125,000.00 in damages based upon allegations that Reese misstated the customer’s financial profile, and made investment recommendations which led the customer to bear a significant financial loss.
FINRA Public Disclosure also reveals that on March 29, 1999, a customer initiated investment related arbitration claim involving Reese’s conduct was settled for $7,688.27 in damages based upon allegations that Reese made misrepresentations concerning an annuity investment. On June 10, 2002, a customer initiated an investment related arbitration claim involving Reese’s actions, in which the customer requested $5,162.97 in damages based upon allegations that Reese misrepresented facts concerning variable life insurance policy premiums.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
