Brian Joseph Haney, of Rockville, Maryland, a stockbroker formerly registered with MML Investor Services, LLC, has been terminated from employment on April 17, 2017, based upon allegations that he utilized a third-party document in an unauthorized manner in order to effect a transaction involving one of the firm’s customers.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that while Haney was associated with the firm, a customer filed an investment related written complaint involving Haney’s conduct, based upon allegations that Haney effected a variable annuity contract for the customer instead of a fixed annuity product the customer sought.
Haney’s registration with MML Investor Services was terminated on May 1, 2017.
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