Michael Victor Mortensen of Dawson James Securities Inc. is the subject of a customer initiated investment related written complaint on August 5, 2017 in which the customer requested $7,029.00 in damages supported by allegations that an unauthorized stock purchase was executed in the customer’s account.

Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Mortensen has been identified in three more customer initiated investment related disputes containing accusations of Mortensen’s misconduct during the time that he was registered with Joseph Charles and Huberman Securities Corp. Specifically, on January 1, 1998, a customer filed an investment related complaint concerning Mortensen’s conduct where the customer sought $90,700.00 in damages based upon allegations that the customer was charged commissions that were excessive, transactions were placed in the customer’s account that were inappropriate, and the customer’s investment instructions were ignored.

On April 2, 2001, another customer initiated investment related complaint involving Mortensen’s activities was resolved for $10,000.00 in damages founded on accusations of excessive and unauthorized trading, and undue commissions pertaining to mutual funds, municipal debt and stock trades. On February 13, 2012, a customer filed an investment related complaint regarding Mortensen’s activities in which the customer requested $15,000.00 in damages supported by allegations of misrepresentations and unsuitable stock trades having been effected in the customer’s account.

Mortensen’s registration with Dawson James Securities Inc. was terminated on June 20, 2017. He was subsequently employed by I-Bankers Securities, Inc. between June 12, 2017 and December 19, 2017, and has been employed by Westpark Capital, Inc. since February 15, 2018. Mortensen has been associated with nine different brokerage firms which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct.  #cockroach

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