Michael Shon Hickey of Mission Viejo California a stockbroker and investment adviser representative of Wells Fargo Clearing Services LLC is referenced in a customer initiated investment related written complaint on July 21, 2020 in which the customer requested $25,000.00 in damages founded upon accusations that the Wells Fargo customer had been charged excessive commissions as it pertained to brokerage account distributions executed between May 19, 2011 and June 17, 2020.
This is not the first time that Hickey has been accused of causing a customer’s losses because of his unreasonable sales tactics. Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that a customer filed an investment related complaint concerning Hickey’s conduct where the customer sought unspecified damages supported by allegations that the customer’s investment instructions were not followed by Hickey as it concerned closed end fund purchases made in the Citigroup Global Markets customer’s account.
