Anthony Mastroianni, Jr., of New York, New York, a stockbroker with Meyers Associates, L.P., was named in a pending customer dispute, in which the customer has requested $2,000,000.00 in damages amid allegations against Mastroianni of breach of fiduciary duty, unsuitable investment recommendations, breach of contract, and churning of the customer’s account. Mastroianni is also subject to a pending customer dispute from July 24, 2015, in which $60,000.00 in damages was requested by the customer per allegations of mishandling the customer’s account and churning.
Public disclosure records also reveal that Mastroianni has been subject to four other customer disputes. Particularly, on May 21, 2007, Mastroianni was alleged to have raked in excessive commissions from a client, whereby the client suffered from poor performance and requested $287,000.00 in damages. On January 15, 2009, a customer lodged a complaint against Mastroianni, alleging that Mastroianni engaged in the unauthorized trading of the customer’s account.
On October 24, 2011, a customer filed a complaint against Mastroianni, alleging that Mastroianni engaged in unauthorized trading. Mastroianni was also named in a customer dispute on June 21, 2012, in which he was alleged to have engaged in unauthorized trading.
Guiliano Law Group
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