David Steven Rasdolsky, of Reston, Virginia, a stockbroker formerly registered with Merrill Lynch, Pierce, Fenner & Smith Inc., has been named in a customer initiated investment related written complaint on July 29, 2015, based upon allegations that he made unsuitable investment recommendations to the customer concerning mutual funds, and omitted facts concerning the fees pertaining to the customer’s investment account.
Rasdolsky’s registration with Merrill Lynch, Pierce, Fenner & Smith Inc. was terminated on April 3, 2017. Since March 31, 2017, he has been associated with Morgan Stanley.
David Steven Rasdolsky, of Reston, Virginia, a stockbroker formerly registered with Merrill Lynch, Pierce, Fenner & Smith Inc., has been named in a customer initiated investment related written complaint on July 29, 2015, based upon allegations that he made unsuitable investment recommendations to the customer concerning mutual funds, and omitted facts concerning the fees pertaining to the customer’s investment account.
Rasdolsky’s registration with Merrill Lynch, Pierce, Fenner & Smith Inc. was terminated on April 3, 2017. Since March 31, 2017, he has been associated with Morgan Stanley.
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