Mark Whitney Tuller of Atlanta, Georgia, a stockbroker currently registered with Wells Fargo Clearing Services LLC is the subject of a customer initiated investment related complaint on March 14, 2022, in which the customer requested compensatory damages based upon allegations that Tuller mismanaged the customer’s account in connection with the recommendation and sale of stocks when Tuller was associated with Wells Fargo Advisors LLC.
This is not the first time that Tuller has been referenced in a customer initiated investment related dispute concerning Tuller’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Tuller is also referenced in a customer initiated investment related complaint on April 20, 2009, in which the customer requested $5,000.00 in damages based upon allegations that Tuller placed the customer in poorly performing investments when the customer sought safe and liquid assets when Tuller was associated with UBS Financial Services Inc.
