Mark Anthony Badami of Woodbury New York a stockbroker formerly registered with Park Avenue Securities LLC is referenced in a customer initiated investment related written complaint that was resolved on July 29, 2016 for $25,000.00 in damages supported by allegations that Badami failed to execute the customer’s instructions of liquidating a managed account and transferring the assets into annuities.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also confirms that on June 8, 2010, a customer filed an investment related complaint regarding Badami’s conduct in which the customer requested $5,000.00 in damages founded on accusations that while Badami was associated with Park Avenue Securities, LLC, mutual fund transactions were placed in the customer’s account that were not appropriate for the customer and misrepresentations were made in reference to the terms and conditions of the customer’s individual retirement account and variable annuity.
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