Marilyn Ashley Rios of Portsmouth New Hampshire is a stockbroker formerly registered with LPL Financial LLC who was fired on November 15 2016 supported by allegations that she violated LPL Financial LLC’s policy in reference to customer account signatures.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on September 26, 2017, a customer initiated investment related written complaint pertaining to Rios’ conduct was settled for $53,855.91 in damages founded on accusations that the customer’s variable annuity purchase was not suitable.
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