Lori Cousineau Weaver, of Renton, Washington, Ameriprise Financial Services, Inc., a stockbroker formerly registered with Ameriprise Financial Services, Inc., is the subject of a customer initiated investment related arbitration claim, where the customer sought $70,000.00 in damages supported by allegations that the customer’s assets were placed into an illiquid and unsuitable real estate investment trust. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-00685 (Mar. 22, 2017).
FINRA Public Disclosure also confirms that on March 16, 2017, customer filed an investment related complaint involving Weaver’s activities, where the customer alleged that Weaver made unsuitable investment recommendations to the customer concerning real estate securities, insurance and annuity products.
Weaver’s registration with Ameriprise Financial Services, Inc. was terminated on July 28, 2015. Between July 24, 2015, and August 8, 2016, Weaver was associated with UBS Financial Services.
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