Lisa Kristine Rodriguez of Oroville California is a stockbroker currently registered with Edward Jones who is the subject of a customer initiated investment related written complaint on January 31, 2017 in which the customer sought more than $5,000.00 in damages supported by accusations that Rodriguez made misrepresentations to the customer concerning an AIG Polaris Platinum O Series variable annuity purchased by the customer in August of 2016.
FINRA Public Disclosure additionally confirms that on September 26, 2016, a customer filed an investment related written complaint that pertained to Rodriguez’s conduct, in which the customer requested at least $5,000.00 in damages founded on allegations of misrepresentation concerning the customer’s August 26, 2015 purchase of a SunAmerica variable annuity.
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